• AML Officer

    Job Locations LU
    ID
    1887
    Department
    Compliance
  • Job Description and Responsibilities

    We are looking for an AML Officer for our new European entity headquartered in Luxembourg. This officer will manage the firm’s AML and KYC policies and practices, to ensure that the firm is in compliance with the EU 4th Money Laundering Directive, anti-terrorist financing, sanctions, and industry anti-money laundering laws and regulations.

     

    Responsibilities:

    • Oversee the firm’s AML, sanctions, and KYC screening policies, and monitor the effectiveness of those policies;
    • Work with New Accounts and Surveillance teams to calibrate and implement customer due diligence procedures;
    • Update policies as needed to reflect changes in applicable laws;
    • Assist the firm’s in-house counsel in responding to regulatory or enforcement inquiries regarding AML policies or issues;
    • Oversee the firm’s efforts to make appropriate AML regulatory filings regarding customer activity;
    • Maintain and update the firm’s AML and KYC compliance training programs;
    • Evaluate new business lines for potential AML risks;
    • Help craft written instructions for programmers and technology staff to comply with applicable AML guidelines and rules;
    • Draft and implement firm policies and written supervisory procedures;
    • Develop and implement remedial action plans in response to internal and external audit findings.

    Qualifications

    • At least 3-5 years experience in AML compliance, preferably at a large broker or other financial institution with a European customer base or an EU regulator;
    • Familiarity with the EU 4th Money Laundering Directive;
    • Solid academic background;
    • High degree of comfort and fluency with computers and technology, and understanding of how technology is applied to business and regulatory problems;
    • Outstanding oral and written communication skills;
    • Ability to develop compliance solutions that satisfy relevant regulations while executing sound business judgment;
    • Ability to work in a small-team environment and to work independently and to multi-task with minimal supervision.

    Company Overview

    Interactive Brokers Group, Inc. is a large and publicly traded international financial services company, based in Greenwich, Connecticut USA. We employ over 1,200 people in locations worldwide and provide electronic brokerage services to over 576,000 accounts held by customers in over 200 countries. By building and operating highly automated systems in all aspects of our business we seek to deliver these services at the lowest possible cost to our customers.

     

    Our customers are active traders, institutional investors, financial advisors and introducing brokers. We execute 807,000 trades daily on 120+ market centres around the world in securities, commodities and foreign exchange trades.

     

    The Group’s consolidated capital is USD 6.7 billion (EUR 5.8 billion), and customer equity amounts to USD 142.5 billion (EUR 121 billion). For further information please visit https://investors.interactivebrokers.com/ir/main.php

     

    Due to the continued expansion of our business activities, we are establishing an online broker in Luxembourg.

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