We are seeking an experienced Head of Financial Regulatory Compliance for our new Luxembourg office. This is a senior position, responsible for the protection of client money and assets and for compliance with all financial regulatory rules, including reporting on regulatory capital, client money, safe custody assets and ownership of the ICAAP, ILAS, resolution pack and other required analytical submissions. In addition, this role will be responsible for ad-hoc financial analysis of the business and will interface with the local auditors and the centralized accounting group (at the Group’s headquarters).
The position will require a highly organized and analytical thinker. The role reports locally to the head of the investment company and functionally to the Head of Financial Regulatory Compliance for Europe.
The successful candidate will be an expert in:
Interactive Brokers Group, Inc. (IEX: IBKR); is a direct access electronic broker catering to the needs of professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our clients have access to more than 120 market centers in 31 countries from a single account. We are the lowest cost provider of brokerage services and the largest U.S. electronic broker based on daily average revenue trades executing 797,000 trades per day.¹ Our employees are part of a dynamic, multinational, fast-paced, results-oriented team working to provide our customers with state-of-the-art trading technology, superior execution capabilities, worldwide electronic access, and sophisticated risk management tools.
¹Figures as of September 30, 2018.