We are seeking an experienced Head of Financial Regulatory Compliance for our new Luxembourg office. This is a senior position, responsible for the protection of client money and assets and for compliance with all financial regulatory rules, including reporting on regulatory capital, client money, safe custody assets and ownership of the ICAAP, ILAS, resolution pack and other required analytical submissions. In addition, this role will be responsible for ad-hoc financial analysis of the business and will interface with the local auditors and the centralized accounting group (at the Group’s headquarters).
The position will require a highly organized and analytical thinker. The role reports locally to the head of the investment company and functionally to the Head of Financial Regulatory Compliance for Europe.
The successful candidate will be an expert in:
Interactive Brokers Group, Inc. is a large and publicly traded international financial services company, based in Greenwich, Connecticut USA. We employ over 1,200 people in locations worldwide and provide electronic brokerage services to over 576,000 accounts held by customers in over 200 countries. By building and operating highly automated systems in all aspects of our business we seek to deliver these services at the lowest possible cost to our customers.
Our customers are active traders, institutional investors, financial advisors and introducing brokers. We execute 807,000 trades daily on 120+ market centres around the world in securities, commodities and foreign exchange trades.
The Group’s consolidated capital is USD 6.7 billion (EUR 5.8 billion), and customer equity amounts to USD 142.5 billion (EUR 121 billion). For further information please visit https://investors.interactivebrokers.com/ir/main.php
Due to the continued expansion of our business activities, we are establishing an investment firm in Luxembourg, which will service clients throughout Europe.